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Strategies for compliance : tools, techniques and challenges in financial services / Alan Brener

By: Contributor(s): Resource type: Ressourcentyp: Buch (Online)Book (Online)Language: English Publisher: Abingdon, Oxon ; New York, NY : Routledge, 2021Description: 1 Online-Ressource (xi, 264 pages)ISBN:
  • 9780429321825
  • 0429321821
  • 9781000320244
  • 1000320243
  • 1000319695
  • 9781000320213
  • 1000320219
  • 9781000319699
Subject(s): Additional physical formats: 9781000319699 | 9780367337742. | 9780367337575. | 9780367337742 | Erscheint auch als: Strategies for compliance. Druck-Ausgabe Abingdon, Oxon ; New York, NY : Routledge, 2021LOC classification:
  • HG1725
Online resources: Additional physical formats: Electronic reproduction; Available via World Wide WebSummary: Introduction -- A new approach to compliance and the lessons from Wells Fargo -- Compliance and 'whistleblowing' and corporate psychology -- Compliance and Regulators -- Finding the right people and the key functions of the compliance organisation -- The operational tools of compliance -- 'Culture' within a business: structural and psychological issues and the role of compliance -- Training Corporate Organisations to be Compliant -- Lessons for Compliance officers from Regulatory Enforcement: the UK experience -- Lessons for Compliance officers from Regulatory enforcement actions and guidance: the US experience -- Conclusion.PPN: PPN: 1795281596Package identifier: Produktsigel: BSZ-4-NLEBK-KAUB | ZDB-4-NLEBK
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Electronic reproduction; Available via World Wide Web

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