Strategies for compliance : tools, techniques and challenges in financial services / Alan Brener

Von:

Brener, Alan, 1955- [VerfasserIn]

Mitwirkende(r):

EBSCOhost [oth]

Resource type: Ressourcentyp: Buch (Online)Buch (Online)Sprache: Englisch Verlag: Abingdon, Oxon ; New York, NY : Routledge, 2021Beschreibung: 1 Online-Ressource (xi, 264 pages)ISBN:

9780429321825
0429321821
9781000320244
1000320243
1000319695
9781000320213
1000320219
9781000319699

Schlagwörter:

Andere physische Formen: 9781000319699 | 9780367337742. | 9780367337575. | 9780367337742 | Erscheint auch als: Strategies for compliance. Druck-Ausgabe Abingdon, Oxon ; New York, NY : Routledge, 2021LOC-Klassifikation:

HG1725

Online-Ressourcen:

Zugang im Netz des KIT

Andere physische Formen: Electronic reproduction; Available via World Wide WebZusammenfassung: Introduction -- A new approach to compliance and the lessons from Wells Fargo -- Compliance and 'whistleblowing' and corporate psychology -- Compliance and Regulators -- Finding the right people and the key functions of the compliance organisation -- The operational tools of compliance -- 'Culture' within a business: structural and psychological issues and the role of compliance -- Training Corporate Organisations to be Compliant -- Lessons for Compliance officers from Regulatory Enforcement: the UK experience -- Lessons for Compliance officers from Regulatory enforcement actions and guidance: the US experience -- Conclusion.PPN: PPN: 1795281596Package identifier: Produktsigel: BSZ-4-NLEBK-KAUB | ZDB-4-NLEBK

Exemplare ( 0 )
Titelinformationen ( 2 )

Dieser Titel hat keine Exemplare

Electronic reproduction; Available via World Wide Web

Ipswich, MA. Electronic reproduction; Available via World Wide Web